Breaking News - DISA Members allowed to conduct Annual Systems Audit of BSE Stock Brokers

DISA Members allowed to conduct Annual Systems Audit of BSE Stock Brokers

BSE, vide its Notice No 20130405-5 dated 05 Apr 2013, has clarified that DISA Qualified members are also eligible to conduct Annual Systems Audit of trading members who have availed of the IML/ Internet facility from the Exchange.

Official Notificationin this regard is as follows :-  

Notice No	20130405-5	Notice Date	05 Apr 2013
Category	Compliance	Segment	General

Subject – Clarification for Annual System Audit Requirements & Submission of System Audit Report & SSL Certificate.

This is with reference to BSE notice no. 20130319-19 dated March 19, 2013 regarding submission of annual System Audit Report and related documents for the year ended March 31, 2013 by trading members who have availed of the IML/Internet facility from the Exchange.

It is clarified that annual Systems audit may be conducted and certified by ISA/DISA/ CISSP certified auditor in addition to CISA certified auditor.

In case of any further clarification the Trading Members may contact the following Officials.

Sr. No.	Name of Official	Tel No.
1.	Ms. Jyoti Thukral	022-22728214
2.	Ms. Priya Pillai	022-22728598
3.	Mr. Wilbur Fernandes	022-22728052
4.	Ms. Hitasha Gurbani	022-22728496

Soundararajan V

Sr. General Manager

Surveillance and Supervision