Reporting dates and Due dates for Returns to be submitted by NBFCs
Sr No
|
Name of the Return
|
Short Name
|
Periodicity
|
Reference Date
|
Reporting Time
|
Due on
|
Purpose
|
To be submitted by
|
1.
|
Quarterly Returns By deposit taking NBFCs
(As required by “Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998”.) |
NBS1
|
Quarterly
|
31st March/ 30th June/ 30th Sept/ 31st Dec
|
15 days
|
15th April/
15th July/ 15th Oct/ 15th Jan |
Details of Assets And Liabilities
|
NBFCs-D
|
2.
|
Quarterly Statement of Capital Funds, Risk Assets etc as required under the Non-Banking Financial Companies Prudential Norms (Reserve Bank) Directions 2007 By deposit taking NBFCs
|
NBS2
|
Quarterly
|
31st March/ 30th June/ 30th Sept/ 31st Dec
|
15 days
|
15th April/
15th July/ 15th Oct/ 15th Jan |
Capital Funds, Risk Assets, Asset Classification etc
| |
3.
|
Quarterly Return on Statutory Liquid Assets as per Section 45 IB of the Act By Deposit Taking NBFCs
|
NBS3
|
Quarterly
|
31st March/ 30th June/ 30th Sept/ 31st Dec
|
15 days
|
15th April/
15th July/ 15th Oct/ 15th Jan |
Statutory Liquid Assets
|
NBFCs-D
|
4.
|
Annual Return on Repayment of Deposits by the Rejected Companies holding Public Deposits (The return was subsequently simplified for better response)
|
NBS4
|
Annual
|
March 31
|
30 days
|
May 01
|
Details of Public Deposits, Other Liabilities
|
NBFCs holding public deposits whose application
for Certificate of Registration under Section 45-IA of RBI Act, 1934 have been rejected |
5.
|
Monthly Return on Capital Market Exposure
|
NBS6
|
Monthly
|
As at the end of the month
|
7days
|
7th day of next month
|
Details of Capital Market Exposure
|
NBFCs-D
|
6.
|
Quarterly Return of Capital Funds, Risk-Asset Ratio from NBFCs-ND-SI (Supervisory Return)
|
NBS7
|
Quarterly
|
31st March/ 30th June/ 30th Sept/ 31st Dec
|
15 days
|
15th April/
15th July/ 15th Oct/ 15th Jan |
Capital Funds, Risk Assets, Risk Weighted off-balance sheet items (Non-Funded Exposures), Asset Classification etc.
|
NBFCs-ND-SI
|
7.
|
Asset-Liability Management (ALM) Return
|
ALM
|
Half yearly
|
31st March/ 30th Sept
|
1 month
|
30th April/ 30th Oct
|
Structural Liquidity, Short-term dynamic liquidity, Interest Rate sensitivity etc.
|
NBFCs-D having public deposit of Rs 20 crore and/or asset size of more than Rs. 100 crore
|
8.
|
A Statement of short term dynamic liquidity in format ALM -NBS-ALM1
|
ALM-1
|
Monthly
|
As at end of the month
|
10 days
|
10th day of next month
|
Short-term dynamic liquidity
|
NBFC-ND-SI
|
9.
|
Statement of structural liquidity in format ALM – NBS-ALM2
|
ALM-2
|
Half yearly
|
31st March/ 30th Sept
|
20 days
|
20th April/ 20th Oct
|
Structural liquidity
|
NBFC-ND-SI
|
10.
|
Statement of Interest Rate Sensitivity in format ALM-NBS-ALM3.
|
ALM-3
|
Half yearly
|
31st March/ 30th Sept
|
20 days
|
20th April/ 20th Oct
|
Interest Rate sensitivity
|
NBFC-ND-SI
|
11.
|
Monthly Return on Important Financial Parameters of NBFCs not accepting/holding public deposits and having asset size of Rs.100 crore and above
|
100 Crore
NBFCs-ND-SI |
Monthly
|
end of every month
|
7days
|
7th of next month
|
Sources and Application of Funds, Profit and Loss Account, Asset Classification, Bank's/FIs exposure on the company, Details of Capital Market Exposure, Foreign Sources etc.
|
NBFC-ND-SI
|
12.
|
Quarterly return to be submitted by non-deposit taking NBFCs with asset size of Rs 50 crore and above but less than Rs 100 crore,
|
Quarterly.
|
31st March/ 30th June/ 30th Sept/ 31st Dec
|
within a period of one month from the close of the quarter
|
Basic information like name of the company, address. NOF, profit / loss during the last three years
| |||
13
|
Quarterly Return to be submitted by NBFCs having overseas investment
|
Quarterly.
|
31st March/ 30th June/ 30th Sept/ 31st Dec
|
within a period of one month from the close of the quarter
|
Name of the WOS/JV, Country and
date of incorporation Date of NoC from DNBS, Business undertaken |
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