Morgan Stanley is a global financial services firm offering a complete range of financial services to a large and diversified group of clients and customers, including governments, corporations, institutions and individuals throughout the world. The talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity and excellence. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and to grow.
With centers spanning across HK, Tokyo, London, New York and India, our Asia Pacific Internal Audit department is looking for an audit professional to perform integrated financial, operational and technology audits for our Institutional Securities businesses.
Based in Mumbai, the candidate will have these core responsibilities:
- Independently plan and perform risk assessments and audits across Institutional Securities businesses including planning, control evaluation, substantive testing, report drafting (findings and recommendations), quarterly follow-up with clients and verification of issues.
- Communicate effectively with management and staff in relevant business units, both locally and overseas.
- Ensure audits are performed as per standards laid down by the Firm as well as applicable professional standards.
- Work with other regional and / or global teams to evaluate, test and report on the adequacy and effectiveness of controls and suggest plans for improvement.
- Coordinate with regional and global auditor teams on multi-country audits to ensure timely and effective completion.
- Discuss and finalize audit findings with auditees.
- Be consistent in applying strong internal audit methodology standards.
- Prepare and update the local committee packs.
- Stay abreast of local regulations
- Bachelor’s degree in Business Administration / Commerce / Accountancy.
- Qualified Chartered Accountant or CPA necessary.
- At least five years of work experience as an auditor, those with less audit experience but with business experience in institutional securities / Operations/ sales and trading environment will also be considered, such as investment banks, banks, securities and brokerage firms, non-banking financial companies (NBFCs), primary dealers (PDs) and asset management companies.
- Practical knowledge of operations, equities, derivatives or fixed income banking products (e.g. good understanding of options valuation and front office trading strategies) a distinct advantage.
- Experience in system audit and implementation would be an added advantage.
- Strong analytical skills.
- Ability to quickly process information.
- Highly self-motivated, presentable and independent with the ability to work within defined targets in a team environment.
- Effective English communication skills (both written and spoken).
Reasonable knowledge of financial instruments including derivatives.
Click here to apply
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